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US Stock Options Standard Charges

 
 
Transaction Type

Charges

Fee Collecting Party

Standard and Pro Accounts

Trading Commission: US$0 per contract (when premium ≤ US$0.1); US$0.45 per contract (when premium > US$0.1)
Platform Fee: US$0.3 per contract, Minimum US$1 / order

uSMART

Trader Account
(Only applicable to clients holding a valid Hong Kong identification document)

Trading Commission: US$0 per contract
Platform Fee: US$0.4 per contract, Minimum US$1 / order

uSMART

Securities and Exchange Commission Fee (for sell orders only)

0.00206% * Transaction Amount, Minimum USD 0.01

Securities and Exchange Commission (SEC)

Trading Activity Fee (for sell orders only)

$0.00329 USD per contract, minimum $0.01 USD

Financial Industry Regulatory Authority (FINRA) of the United States

Options Regulatory Fee

US$0.02295/Contract

Exchange

Options Clearing Fee

US$0.025/Contract

Options Clearing Corporation (OCC)

Exchange Fees

US$0.18/Contract or as per the actual fees charged by the exchange.

Exchange

Consolidated Audit Trail Fee

$0.0003 USD per contract, with a minimum of $0.01 USD per order

Financial Industry Regulatory Authority (FINRA) of the United States

 
Please note: The above fee schedule applies to individual clients only. The actual fees applicable may vary depending on the client category, account type, selected fee plan and other applicable arrangements. Fees for corporate/institutional clients shall be subject to confirmation by the Company.
*Please note that the above fees are for reference only. uSMART Securities Ltd reserves the right to adjust and add any service fees from time to time. For accurate fees, please refer to uSMART Securities Ltd online investment platform.